| Asset Management | Sep 28, 2026 → Oct 16, 2026 | 3 | $42K | 0.5% | 68 |
| Residential REITs | Sep 25, 2026 → Oct 15, 2026 | 2 | $22K | 3.3% | 56 |
| Auto & Truck Dealerships | Sep 23, 2026 → Oct 15, 2026 | 2 | $1.1M | 3.4% | - |
GABC*German American Bancorp, Inc. | Banks | Oct 15, 2026 → Oct 15, 2026 | 3 | $17K | 1.3% | 58 |
BORRBorr Drilling Limited | Energy Equipment & Services | Oct 5, 2026 → Oct 15, 2026 | 2 | $44.5M | 11.4% | - |
| Industrial Conglomerates | Sep 25, 2026 → Oct 15, 2026 | 3 | $42.7M | 6.6% | - |
| Computer Hardware | Sep 28, 2026 → Oct 15, 2026 | 2 | $181K | 3.8% | - |
BPRE*Bluerock Private Real Estate Fund | Asset Management | Sep 28, 2026 → Oct 14, 2026 | 3 | $22.9M | 13.3% | 38 |
IMSR*Terrestrial Energy Inc. | Electric Utilities | Oct 9, 2026 → Oct 14, 2026 | 3 | $112K | 85.2% | - |
INBXInhibrx Biosciences, Inc. | Biotechnology | Sep 23, 2026 → Oct 14, 2026 | 2 | $2.3M | 0.7% | 69 |
| Specialty Retail | Sep 29, 2026 → Oct 13, 2026 | 2 | $50.7M | 1.6% | 54 |
RTSNRetension Pharmaceuticals, Inc. | Biotechnology | Oct 13, 2026 → Oct 13, 2026 | 2 | $370K | 5.2% | 52 |
STWIStagewise Strategies Corp. | - | Oct 5, 2026 → Oct 13, 2026 | 2 | $138K | 33.3% | - |
| Biotechnology | Oct 8, 2026 → Oct 13, 2026 | 2 | $3.8M | 34.6% | - |
WVVIP*Willamette Valley Vineyards, Inc. | Beverages | Sep 25, 2026 → Oct 12, 2026 | 5 | $75K | 12.5% | 50 |
FINSAngel Oak Financial Strategies Income Term Trust | Capital Markets | Sep 25, 2026 → Oct 12, 2026 | 2 | $17K | 25.6% | 57 |
| Copper | Sep 23, 2026 → Oct 12, 2026 | 2 | $83K | 0.9% | - |
| Software - Infrastructure | Sep 23, 2026 → Oct 9, 2026 | 3 | $122K | 46.7% | - |
ONMDOnemednet Corporation | Health Care Technology | Oct 7, 2026 → Oct 9, 2026 | 2 | $1000K | 6.6% | 74 |
| Aerospace & Defense | Oct 8, 2026 → Oct 8, 2026 | 8 | $1.4M | 69.5% | 64 |
SWZ*Total Return Securities, Inc. | - | Sep 25, 2026 → Oct 8, 2026 | 3 | $156K | 13.1% | 63 |
| Biotechnology | Oct 8, 2026 → Oct 8, 2026 | 3 | $12K | 19.5% | - |
| REIT - Diversified | Sep 28, 2026 → Oct 8, 2026 | 3 | $36K | 1.9% | 42 |
FEAV5e Advanced Materials, Inc. | Specialty Chemicals | Oct 8, 2026 → Oct 8, 2026 | 2 | $240K | 128.4% | - |
AGMB*Agomab Therapeutics NV | Biotechnology | Oct 5, 2026 → Oct 8, 2026 | 3 | $311K | 75.3% | 55 |
| Chemicals | Sep 28, 2026 → Oct 7, 2026 | 8 | $1.1M | 130.9% | 53 |
TSMWF*Taiwan Semiconductor Manufacturing Company Limited | Semiconductors & Semiconductor Equipment | Oct 7, 2026 → Oct 7, 2026 | 30 | $121K | 775.5% | - |
| Software | Sep 24, 2026 → Oct 6, 2026 | 2 | $27K | 0.7% | 49 |
PDIPimco Dynamic Income Fund | Asset Management | Sep 24, 2026 → Oct 6, 2026 | 2 | $325K | 144.2% | 54 |
| Capital Markets | Sep 23, 2026 → Oct 5, 2026 | 2 | $1.7M | 1.4% | 66 |
CZNCCitizens & Northern Corporation | Banks | Oct 2, 2026 → Oct 2, 2026 | 2 | $6K | 0.5% | 60 |
| Gas Utilities | Sep 23, 2026 → Oct 1, 2026 | 5 | $85K | 0.6% | 69 |
ACCV*Accelevation Holdings Corp. | Electrical Equipment & Parts | Oct 1, 2026 → Oct 1, 2026 | 5 | $4.1M | 16.1% | 53 |
| IT Services | Oct 1, 2026 → Oct 1, 2026 | 4 | $3K | 4.4% | - |
XENEXenon Pharmaceuticals Inc. | Biotechnology | Sep 30, 2026 → Sep 30, 2026 | 2 | $1.7M | 150.6% | 57 |
PRHIZ*Presurance Holdings, Inc. | - | Sep 30, 2026 → Sep 30, 2026 | 5 | $249K | 228.8% | 47 |
SPG*Simon Property Group, Inc. | Retail REITs | Sep 30, 2026 → Sep 30, 2026 | 11 | $461K | 0.9% | 70 |
AUBN*Auburn National Bancorporation, Inc. | Banks | Sep 30, 2026 → Sep 30, 2026 | 4 | $5K | 0.5% | 57 |
MPB*Mid Penn Bancorp, Inc. | Banks | Sep 30, 2026 → Sep 30, 2026 | 6 | $27K | 0.4% | 66 |
| Software - Infrastructure | Sep 23, 2026 → Sep 30, 2026 | 2 | $8.9M | 0.8% | - |
GPUSHyperscale Data, Inc. | Aerospace & Defense | Sep 23, 2026 → Sep 30, 2026 | 2 | $5.2M | 244.6% | 36 |
PORTSouthport Acquisition Corp. II | - | Sep 30, 2026 → Sep 30, 2026 | 2 | $10.0M | - | - |
ANIX*Anixa Biosciences, Inc. | Biotechnology | Sep 23, 2026 → Sep 30, 2026 | 4 | $181K | 5.1% | 61 |
DKS*Dick's Sporting Goods, Inc. | Specialty Retail | Sep 22, 2026 → Sep 30, 2026 | 3 | $1.7M | 20.2% | 51 |
PHIOPhio Pharmaceuticals Corp. | Biotechnology | Sep 24, 2026 → Sep 29, 2026 | 2 | $17K | 13.3% | - |
ADRX*Adarx Pharmaceuticals, Inc. | Biotechnology | Sep 28, 2026 → Sep 28, 2026 | 5 | $87.7M | 13.5% | 55 |
FTHYFirst Trust High Yield Opportunities 2027 Term Fund | Capital Markets | Sep 23, 2026 → Sep 28, 2026 | 2 | $294K | 48.5% | - |
DTIL*Precision Biosciences, Inc. | Biotechnology | Sep 25, 2026 → Sep 28, 2026 | 3 | $30K | 4.3% | 60 |
| Specialty Retail | Sep 22, 2026 → Sep 28, 2026 | 2 | $30K | 10.1% | 44 |
| Residential REITs | Sep 23, 2026 → Sep 28, 2026 | 2 | $324K | 3.0% | 61 |