| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
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| Insider | Role | Shares | Value | Buys | Sells |
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| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
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Affiliate of the Adviser
3 companies
Rivernorth Financial Holdings, LLC is an Affiliate of the Adviser at RMI, with reported holdings spanning 3 companies. Recent filings cover 42 purchases and 0 sales. Those positions are worth an estimated $1.8M at current prices.
Our model assigns Rivernorth Financial Holdings, LLC a middling insider score of 62/100, based on 42 past trades. On a 3-month view, 69.0% of the rated trades came out ahead, averaging +1.6% over three months.
Rivernorth Financial Holdings, LLC's largest disclosed position is in RMI as Affiliate of the Adviser, worth about $1.2M. Net of sales, the recent Form 4 record there shows accumulation of 84,454 shares.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Nov 3, 2025 | RMI Rivernorth Opportunistic Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 2,672 | $14.65 | $39,155.02 | +8.4% | +1.8% | - | |
| Oct 30, 2025 | RFM Rivernorth Flexible Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 200 | $14.28 | $2,856.00 | +1.7% | -0.1% | - | |
| Oct 29, 2025 | RFM Rivernorth Flexible Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 981 | $14.31 | $14,036.79 | +8.9% | -1.5% | - | |
| Oct 24, 2025 | RMI Rivernorth Opportunistic Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 4,277 | $14.38 | $61,503.26 | +15.4% | +0.9% | -5.8% | |
| Oct 24, 2025 | RFM Rivernorth Flexible Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 141 | $14.30 | $2,016.30 | +1.3% | -1.5% | -7.6% | |
| Oct 23, 2025 | RFM Rivernorth Flexible Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 3,216 | $14.30 | $45,988.80 | +41.7% | -0.7% | -7.5% | |
| Oct 23, 2025 | RMI Rivernorth Opportunistic Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 4,277 | $14.42 | $61,674.34 | +18.3% | +1.4% | -5.6% | |
| Oct 22, 2025 | RFM Rivernorth Flexible Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 3,352 | $14.30 | $47,925.89 | +76.8% | -1.1% | -6.9% | |
| Oct 22, 2025 | RMI Rivernorth Opportunistic Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 4,277 | $14.45 | $61,802.65 | +22.3% | +0.4% | -4.9% | |
| Oct 21, 2025 | RFM Rivernorth Flexible Municipal Income Fund, Inc. | Affiliate of the Adviser | Buy | 4,363 | $14.35 | $62,609.05 | New | -1.4% | -8.5% |