| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Cvp and Chief Legal Officer
1 company
Keir D Gumbs last filed a Form 4 in November 2023, as Cvp and Chief Legal Officer at BR. Keir D Gumbs's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
At the last filing, the largest reported position was 14,403 shares of BR. The BR filings lean toward selling, a net 6,459 shares.
Keir D Gumbs has 8 Form 4 filings on record from August 2021 to November 2023, all as Cvp and Chief Legal Officer at Broadridge Financial Solutions (BR), 2021–2023.
The 15 reported transactions were 5 option or other derivative awards, 4 option exercises, 3 tax withholdings and 2 open-market sales, plus smaller numbers of other types.
Counted by filing, the open-market trades come to no purchases and 2 sales worth about $1.2M.
The largest open-market sale was 3,771 shares of BR at an average $176.61 on November 9, 2023, about $666K. Twelve months later BR was up 28%.
Neither of the two sales since April 2023 was marked as made under a Rule 10b5-1 trading plan.
Shares as reported in the last Form 4 for each company; the most recent is from November 2023. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.