| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Sevp & Chief Legal Officer | Senior EVP & GC
1 company
Dave S. Hattem last filed a Form 4 in March 2021, as Sevp & Chief Legal Officer at EQH. Dave S. Hattem's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
At the last filing, the largest reported position was 63,255 shares of EQH. The EQH filings lean toward selling, a net 13,900 shares.
Dave S. Hattem has 19 Form 4 filings on record from May 2018 to March 2021, all as Sevp & Chief Legal Officer at Equitable (EQH), 2018–2021.
The 31 reported transactions were 11 stock awards, 9 option or other derivative awards, 7 tax withholdings and 3 open-market sales, plus smaller numbers of other types.
Counted by filing, the open-market trades come to 1 purchase worth about $41K and 3 sales worth about $476K.
The only open-market purchase was 3,000 shares of EQH at an average $13.65 on March 12, 2020, about $41K.
The largest open-market sale was 6,900 shares of EQH at an average $31.82 on March 11, 2021, about $220K. Twelve months later EQH was down 6%.
Shares as reported in the last Form 4 for each company; the most recent is from March 2021. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Mar 15, 2021 | EQH Equitable Holdings, Inc. | Sevp & Chief Legal Officer | Sell | 3,000 | $32.27 | $96,810.00 | -4.5% | -3.8% | -4.3% | |
| Mar 11, 2021 | EQH Equitable Holdings, Inc. | Sevp & Chief Legal Officer | Sell | 6,900 | $31.82 | $219,531.78 | -9.4% | -4.2% | -6.1% | |
| Nov 6, 2020 | EQH Equitable Holdings, Inc. | Sevp & Chief Legal Officer | Sell | 7,000 | $22.75 | $159,256.30 | -13.4% | - | - | |
| Mar 12, 2020 | EQH Equitable Holdings, Inc. | Sevp & Chief Legal Officer | Buy | 3,000 | $13.65 | $40,944.30 | +5.6% | - | - |