| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
EVP and Chief Business Officer
1 company
Lynn Rothman last filed a Form 4 in October 2021, as EVP and Chief Business Officer at PEN. Lynn Rothman's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
Historically, Lynn Rothman's trades have earned a middling insider score of 60/100 across 3 rated trades. Over a 12-month horizon, all 3 of those trades were profitable, with an average 12-month return of +33.3%.
At the last filing, the largest reported position was 32,637 shares of PEN. The PEN filings lean toward selling, a net 136,774 shares.
Lynn Rothman has 34 Form 4 filings on record from September 2015 to October 2021, all as EVP and Chief Business Officer at Penumbra (PEN), 2015–2021.
The 111 reported transactions were 92 open-market sales, 12 option exercises, 3 conversions and 2 tax withholdings, plus smaller numbers of other types.
Counted by filing, the open-market trades come to no purchases and 26 sales worth about $19.0M.
The largest open-market sale was 9,675 shares of PEN at an average $197.61 on July 20, 2020, about $1.9M.
Shares as reported in the last Form 4 for each company; the most recent is from October 2021. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | PEN Penumbra Inc | EVP and Chief Business Officer | Sale+OE | 5,300 | $261.70 | $1,387,008.02 | -14.0% | +8.9% | -27.9% | |
| Sep 1, 2021 | PEN Penumbra Inc | EVP and Chief Business Officer | Sale+OE | 5,300 | $271.81 | $1,440,616.02 | -14.0% | -9.7% | -38.9% | |
| Aug 10, 2021 | PEN Penumbra Inc | EVP and Chief Business Officer | Sale+OE | 5,300 | $265.95 | $1,409,523.08 | -14.0% | +6.2% | -33.0% | |
| Jul 20, 2020 | PEN Penumbra Inc | EVP and Chief Business Officer | Sale+OE | 9,675 | $197.61 | $1,911,917.25 | -44.0% | - | - | |
| Jul 13, 2020 | PEN Penumbra Inc | EVP and Chief Business Officer | Sale+OE | 200 | $195.00 | $39,000.00 | -1.6% | - | - | |
| Feb 11, 2020 | PEN Penumbra Inc | EVP and Chief Business Officer | Sale+OE | 5,000 | $185.25 | $926,250.00 | -28.8% | - | - | |
| Jan 30, 2020 | PEN Penumbra Inc | EVP and Chief Business Officer | Sale+OE | 10,000 | $176.01 | $1,760,107.57 | -44.8% | - | - | |
| Nov 7, 2019 | PEN Penumbra Inc | EVP and Chief Business Officer | Sell | 5,000 | $170.32 | $851,602.00 | -4.6% | - | - | |
| Oct 29, 2019 | PEN Penumbra Inc | EVP and Chief Business Officer | Sell | 5,000 | $160.13 | $800,650.00 | -4.4% | - | - | |
| Sep 13, 2019 | PEN Penumbra Inc | EVP and Chief Business Officer | Sell | 5,000 | $150.02 | $750,100.00 | -4.2% | - | - |