| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Chief Financial Officer
1 company
S. Brett Caines last filed a Form 4 in April 2021, as Chief Financial Officer at LOB. S. Brett Caines's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
At the last filing, the largest reported position was 322,406 shares of LOB. The LOB filings lean toward selling, a net 162,488 shares.
S. Brett Caines has 43 Form 4 filings on record from July 2015 to April 2021, all as Chief Financial Officer at Live Oak Bancshares (LOB), 2015–2021.
The 76 reported transactions were 48 open-market sales, 11 option exercises, 8 tax withholdings and 7 option or other derivative awards, plus smaller numbers of other types.
Counted by filing, the open-market trades come to 1 purchase worth about $139K and 26 sales worth about $4.7M.
The only open-market purchase was 8,200 shares of LOB at an average $17.00 on July 23, 2015, about $139K.
The largest open-market sale was 7,571 shares of LOB at an average $26.42 on March 2, 2018, about $200K.
Shares as reported in the last Form 4 for each company; the most recent is from April 2021. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 6,733 | $29.70 | $199,969.05 | -2.5% | |
| Aug 9, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 6,734 | $29.70 | $199,997.16 | -2.4% | |
| Aug 7, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 6,751 | $29.63 | $200,028.89 | -2.4% | |
| Aug 3, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 3,386 | $29.53 | $99,988.58 | -1.2% | |
| Aug 2, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 6,898 | $28.99 | $199,973.76 | -2.3% | |
| Jul 31, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 3,573 | $27.99 | $100,008.27 | -1.2% | |
| May 14, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 3,484 | $28.71 | $100,025.64 | -1.2% | |
| May 11, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 6,894 | $29.00 | $199,959.12 | -2.2% | |
| May 9, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 6,931 | $28.85 | $199,993.88 | -2.2% | |
| May 7, 2018 | LOB Live Oak Bancshares, Inc. | Chief Financial Officer | Sell | 7,067 | $28.30 | $199,995.83 | -2.2% |