| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Adviser | Advisor | Subadviser +3 more
10 companies
Rivernorth Capital Management, LLC is an Adviser at RFM with holdings across 10 companies. Recent SEC Form 4 filings include 4 buys and 12 sells.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2017 | RIV Rivernorth Opportunities Fund, Inc. | Subadviser | Sell | 6,200 | $19.66 | $121,867.24 | -0.3% | |
| Feb 27, 2017 | RIV Rivernorth Opportunities Fund, Inc. | Subadviser | Sell | 500 | $19.90 | $9,950.00 | -0.1% | |
| Feb 27, 2017 | RIV Rivernorth Opportunities Fund, Inc. | Subadviser | Sell | 1,000 | $19.85 | $19,850.10 | -0.3% | |
| Feb 17, 2017 | RIV Rivernorth Opportunities Fund, Inc. | Subadviser | Sell | 499 | $19.81 | $9,885.19 | -0.1% | |
| Feb 13, 2017 | RIV Rivernorth Opportunities Fund, Inc. | Subadviser | Sell | 962 | $19.92 | $19,158.80 | - | |
| Feb 6, 2017 | RIV Rivernorth Opportunities Fund, Inc. | Subadviser | Sell | 500 | $19.83 | $9,915.00 | -0.1% | |
| Oct 27, 2016 | FTF Franklin Ltd Duration Income Trust | 10% Owner | Buy | 24 | $0.00 | - | +1.3% | |
| Sep 22, 2016 | RSF Rivernorth Capital & Income Fund, Inc. | Investment Adviser | Buy | 40,000 | $25.00 | $1,000,000.00 | New | |
| Aug 18, 2016 | FTF Franklin Ltd Duration Income Trust | 10% Owner | Buy | 7 | $0.00 | - | +0.4% | |
| Dec 29, 2015 | RIV Rivernorth Opportunities Fund, Inc. | Subadviser | Buy | 375,000 | $20.00 | $7,500,000.00 | New |