| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Trustee | Director
2 companies
Thomas W Brock last filed a Form 4 in December 2020, as Trustee at USA. The filings on record cover 2 companies. Thomas W Brock's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
At the last filing, the largest reported position was 85,000 shares of USA. Net of sales, the USA filings show accumulation of 51,186 shares.
Thomas W Brock has 9 Form 4 filings on record from November 2018 to December 2020, across 2 companies: Trustee at Liberty All Star Equity Fund (USA), 2018–2020; Director at Liberty All Star Growth Fund (ASG), 2020.
The 9 reported transactions were 8 open-market purchases and 1 open-market sale.
Counted by filing, the open-market trades come to 8 purchases worth about $384K and 1 sale worth about $15K.
The largest open-market purchase was 25,000 shares of USA at an average $6.45 on November 9, 2020, about $161K.
The only open-market sale was 2,568 shares of USA at an average $5.81 on June 19, 2020, about $15K.
Shares as reported in the last Form 4 for each company; the most recent is from December 2020. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2020 | USA Liberty All Star Equity Fund | Trustee | Buy | 5,000 | $6.68 | $33,400.00 | +6.3% | |
| Nov 9, 2020 | USA Liberty All Star Equity Fund | Trustee | Buy | 25,000 | $6.45 | $161,225.00 | +45.5% | |
| Aug 31, 2020 | USA Liberty All Star Equity Fund | Trustee | Buy | 6,254 | $6.19 | $38,711.63 | +12.8% | |
| Jun 19, 2020 | USA Liberty All Star Equity Fund | Trustee | Sell | 2,568 | $5.81 | $14,920.08 | -100% | |
| Mar 31, 2020 | ASG Liberty All Star Growth Fund Inc. | Director | Buy | 10,024 | $4.34 | $43,504.16 | +20.0% | |
| Apr 23, 2019 | USA Liberty All Star Equity Fund | Trustee | Buy | 700 | $6.42 | $4,494.00 | +38.9% | |
| Feb 20, 2019 | USA Liberty All Star Equity Fund | Trustee | Buy | 800 | $6.09 | $4,869.20 | +80.0% | |
| Nov 13, 2018 | USA Liberty All Star Equity Fund | Trustee | Buy | 1,000 | $6.19 | $6,187.00 | New | |
| Nov 6, 2018 | USA Liberty All Star Equity Fund | Trustee | Buy | 15,000 | $6.12 | $91,791.00 | +44.4% |