| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
Executive Chairman
1 company
Richard J Daly last filed a Form 4 in April 2025, as Executive Chairman at BR. Richard J Daly's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
Our model assigns Richard J Daly a below-average insider score of 47/100, based on 8 past trades. Over a 12-month horizon, 37.5% of those trades were profitable, with an average 12-month return of -5.3%.
At the last filing, the largest reported position was 103,490 shares of BR. The BR filings lean toward selling, a net 640,968 shares.
Richard J Daly has 29 Form 4 filings on record from February 2020 to April 2025, all as Executive Chairman at Broadridge Financial Solutions (BR), 2020–2025.
The 58 reported transactions were 25 open-market sales, 13 option exercises, 6 tax withholdings and 6 option or other derivative awards, plus smaller numbers of other types.
Counted by filing, the open-market trades come to no purchases and 11 sales worth about $104.4M.
The largest open-market sale was 169,670 shares of BR at an average $164.82 on October 6, 2021, about $28.0M. Twelve months later BR was down 11%.
None of the 4 sales since April 2023 was marked as made under a Rule 10b5-1 trading plan.
Shares as reported in the last Form 4 for each company; the most recent is from April 2025. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 6, 2024 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sale+OE | 21,938 | $207.66 | $4,555,704.31 | -17.3% | +13.6% | +20.9% | |
| Aug 28, 2023 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sell | 8,297 | $185.40 | $1,538,267.95 | -6.9% | +0.8% | +13.0% | |
| Aug 21, 2023 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sale+OE | 72,050 | $178.29 | $12,846,068.29 | -37.5% | +3.2% | +17.7% | |
| Aug 18, 2023 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sell | 51,049 | $178.93 | $9,134,027.61 | -77.3% | +1.2% | +16.6% | |
| Aug 26, 2022 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sale+OE | 74,968 | $175.37 | $13,147,484.22 | - | -14.3% | +6.6% | |
| Oct 7, 2021 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sale+OE | 73,300 | $168.43 | $12,346,080.26 | -33.1% | +5.4% | -14.0% | |
| Oct 6, 2021 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sale+OE | 169,670 | $164.82 | $27,965,542.69 | -54.9% | +8.5% | -11.4% | |
| Sep 25, 2020 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sell | 16,258 | $128.30 | $2,085,901.07 | -8.6% | - | - | |
| Sep 21, 2020 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sell | 7,979 | $129.82 | $1,035,861.71 | -4.0% | - | - | |
| Sep 17, 2020 | BR Broadridge Financial Solutions, Inc. | Executive Chairman | Sale+OE | 30,416 | $132.86 | $4,041,109.30 | -13.4% | - | - |