| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Insider | Role | Shares | Value | Buys | Sells |
|---|---|---|---|---|---|
| Date | Ticker | Insider | Role | Type | Shares | Price | Value | Chg% | SEC |
|---|---|---|---|---|---|---|---|---|---|
10% Owner | See Explanation of Responses
3 companies
Norman H Pessin last filed a Form 4 in October 2022, as 10% Owner at DUOT. The filings on record cover 3 companies. Norman H Pessin's net worth is not public. Form 4 filings only show shares in the companies where this person was an insider, as of the last filing.
At the last filing, the largest reported position was 1,221,062 shares of DUOT. Net of sales, the DUOT filings show accumulation of 691,634 shares.
Norman H Pessin has 7 Form 4 filings on record from July 2017 to October 2022, across 3 companies: 10% Owner at Precision Optics (POCI), 2022; 10% Owner at Duos Technologies Group (DUOT), 2020–2022; See Explanation of Responses at Immucell (ICCC), 2017.
The 13 reported transactions were 7 open-market purchases, 4 conversions and 2 gifts.
Counted by filing, the open-market trades come to 5 purchases worth about $3.6M and no sales.
The largest open-market purchase was 300,000 shares of DUOT at an average $4.00 on February 4, 2022, about $1.2M. Twelve months later DUOT was down 3%.
Shares as reported in the last Form 4 for each company; the most recent is from October 2022. Values use today's prices. Any trades after the last filing were not reported, so current holdings may differ.
| Date | Ticker | Role | Type | Shares | Price | Value | Chg% | 3M | 12M | SEC |
|---|---|---|---|---|---|---|---|---|---|---|
| Oct 31, 2022 | POCI Precision Optics Corporation, Inc. | 10% Owner | Buy | 79,300 | $1.91 | $151,463.00 | +225.9% | - | - | |
| Sep 30, 2022 | DUOT Duos Technologies Group, Inc. | 10% Owner | Buy | 333,334 | $3.00 | $1,000,002.00 | +37.5% | -54.4% | +26.5% | |
| Feb 4, 2022 | DUOT Duos Technologies Group, Inc. | 10% Owner | Buy | 300,000 | $4.00 | $1,200,000.00 | +64.4% | -23.3% | -2.6% | |
| Feb 13, 2020 | DUOT Duos Technologies Group, Inc. | 10% Owner | Buy | 58,300 | $6.00 | $349,800.00 | +130.5% | - | - | |
| Jul 27, 2017 | ICCC Immucell Corp /de/ | See Explanation of Responses | Buy | 170,000 | $5.25 | $892,500.00 | New | - | - |